This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Broker-Dealer Compliance Analyst based in the United States. This is an opportunity to play a key role in supporting a sophisticated broker-dealer compliance and supervisory program in a fully remote environment. You will oversee compliance matters across the registered representative lifecycle, from onboarding and registration through ongoing monitoring and supervision. The role combines regulatory analysis, surveillance, investigation, documentation, and direct interaction with registered representatives. You will help identify potential regulatory concerns, assess conflicts and conduct risks, and ensure issues are appropriately investigated and escalated. The position offers exposure to FINRA, SEC, and state regulatory requirements within an investment banking and private-markets environment. Success requires strong judgment, meticulous attention to detail, and the ability to manage multiple compliance matters and deadlines independently. It is an excellent fit for a compliance professional who enjoys solving complex problems while helping maintain strong regulatory and supervisory standards.